unreasonably high returns and principal guarantee, quoting foreign currency as reference with fixed exchange rate, falsely claiming as foreign companies' business alliances and being overseas investment needed
normal investment methods, or guarantee principal return. Some lie that they are a legally licensed company or a member of a foreign business network, and thus are not required to obtain a license from the
misleading information. It also must not rush investors into decision making within a limited timeframe and not mislead or guarantee investment return. If related to sales promotion, the information on
?s purchase. The letter of guarantee on the Fund?s revenue prepared by him contains the conditions, not in compliance with the Fund scheme. Nukul also received some benefits from the property seller to
Insurance Broker Co., Ltd. 15/11/2021 19:07 Establishment of KASIKORN VISION FINANCIAL PTE. LTD. 02/07/2021 12:48 Distribution of Life Insurance Products of Muang Thai Life Assurance PCL in accordance with
KASIKORN LINE Insurance Broker Co., Ltd. 15/11/2021 19:07 Establishment of KASIKORN VISION FINANCIAL PTE. LTD. 02/07/2021 12:48 Distribution of Life Insurance Products of Muang Thai Life Assurance PCL in
/esubmission_report_list_phase2.xlsx QAQR-04.xlsx assurance that it is not continuing a relationship, which should be discontinued. 8 Does the firm have any particularly risky clients or risky industry? - Finance and Securities
/Documents/ca/Documents/esubmission_report_list_phase2.xlsx QAQR-04.xlsx assurance that it is not continuing a relationship, which should be discontinued. 8 Does the firm have any particularly risky clients or