the Office. Clause 11. Repealed. Clause 12. Repealed. Clause 12/1. Repealed. Clause 12/2. A securities company shall prescribe that the investor contact who wishes to give advise or provide investment
give financial advice and planning to KBank THE PREMIER Cardholders, to meet both their personal and business needs. We aim to strengthen THE PREMIER as an exclusive brand for new-generation customers
appointment of auditors from EY Office Limited as the Company’s auditors for the fiscal year ended March 31, 2019, any of following auditors being authorised to audit and give opinion on the Company’s financial
intermediary ’s services; (c) separating units and personnel of such units, of which their functions constitute or may give rise to conflicts of interest, from other units and personnel, and specifying the work
) separating units and personnel of such units, of which their functions constitute or may give rise to conflicts of interest, from other units and personnel, and specifying the work procedures of those units
) separating units and personnel of such units, of which their functions constitute or may give rise to conflicts of interest, from other units and personnel, and specifying the work procedures of those units
units, of which their functions constitute or may give rise to conflicts of interest, from other units and personnel, and specifying the work procedures of those units and personnel for preventing
analyze investment and give investment consultation without considering the appropriateness of investment, the objective of investment, the financial position or the demand of any specific person, and
give an opinion on the asset acquisition and the connected transaction and submit the opinion to the shareholders of the Company; (c) To convene the Board of Directors’ Meeting in order to consider and
correct information. In case the owner, the lessor or the transferor of the real estate is a related person of the REIT manager, the REIT manager has to arrange a financial advisor to give an opinion on the