).............................................. ............................ ............... ………………… (For further details, please attach herewith) 6. Address No........................... Building / Residence: ........................... Alley: ......................... Road
processes to enhance the SEC’s investigative authority, particularly in high-impact cases. Further efforts will also focus on disclosure standards and oversight of market professionals. Regarding digital
platforms. This collaborative effort aims to prevent further harm to the public. Since the launch of the Investment Scam Hotline Initiative on 6 November 2023, the SEC has been notified of fraudulent
further enhance their expertise in disclosing ESG information. The collaboration in publishing Global ESG Disclosure Standards for Investment Products Handbook in Thai version demonstrates the commitment
further engage on the Principles for Responsible Investment (PRI) as well as the Sustainable Development Goals (SDGs).Mr. Thawatchai Pittayasophon, Deputy Secretary-General, Acting Secretary-General
of big data in the capital market to further advanced research and promote innovation in the capital market. We believe that the usage of big data would lead to effective policy implementation and
According to the referral from the Stock Exchange of Thailand (SET) and the SEC’s further investigation, (1) Polyplex Corporation Limited (PCL), which directly holds 16.5 percent of PTL shares and
investors first). This has led to a better process of product offering and the introduction of machine readable and Open API data presentation to accommodate further data analysis and value added services. In
With the case referral from the Stock Exchange of Thailand (SET) and the SEC’s further investigation, it was found that the four offenders, namely (1) Mr. Win Udomrachtavanich, (2) Mr. Ratachai
decisions for investors. Following a referral from Maybank Kim Eng Securities (Thailand) Plc., the SEC?s further inspection has revealed that Panita, who was an employee of Maybank Kim Eng Securities