Clause 21, as the case may be, such issued license shall be effective on the date of cancellation of the returned license. Transitional Provisions _____________ Clause 23 Any licensee of derivatives
Clause 18 or Clause 21, as the case may be, such issued license shall be effective on the date of cancellation of the returned license. Transitional Provisions _____________ Clause 23 Any licensee of
] suspend the outsourcing to the service provider. Chapter 3 Transitional Provisions __________________ Clause 21 The operational function outsourced to a service provider in the similar manners as specified
) dated 1 August 2017 (Effective on 1 September 2017). 10 in order to comply with this Notification, or [ii] suspend the outsourcing to the service provider. Chapter 3 Transitional Provisions
the function related to business operation which has been approved by the intermediary’s board of directors to the SEC Office at least once a year. Chapter 4 Transitional Provisions
Transitional Provisions ______________________ Clause 14. The person who has obtained permission or approval for being advisor under the Notification No. OrNor. 2/2545 or securities investment analyst under the
, manager or person with power of management of the securities company or the derivatives business operator within a necessary and justified period of time without delay. Chapter 4 Transitional Provisions and