ᨎᴎ㈎Ď⬎┎ㄎĎᜎ⌎ㄎḎ∎䰎숎 (custodian)ꃂ⬀⌎㜎ⴎᰎ㤎䤎ᬎ⌎『Ďⴎᨎ᠎㠎⌎Ď㐎ࠎ䌎⬎䤎ᨎ⌎㐎Ď㈎⌎⌎ㄎᨎℎⴎᨎऎㄎᤎᜎ『숎 (proxyꃂ瘀漀琀椀渀最숀 service)ꃂ䌀ᤎĎ㈎⌎䀎Ȏ䤎㈎ᬎ⌎『਎㠎ℎ䄎┎『䌎਎䤎⨎㐎ᜎ᠎㐎ⴎⴎĎ䀎⨎㔎∎܎䄎ᜎᤎᔎᤎ㰎⼀瀀㸀ഀ਀㰀瀀㸀⠀㜀⤀숀 ꃂĀ㈎⌎䀎ᬎ䜎ᤎ⬎㠎䤎ᤎ⨎䠎✎ᤎ䌎ᤎ⬎䤎㈎܎⬎㠎䤎ᤎ⨎䠎✎ᤎ숎 หรือการเป็นกรรมการหรือ

㈎Ď⬎┎ㄎĎᜎ⌎ㄎḎ∎䰎숎 (custodian)ꃂ⬀⌎㜎ⴎᰎ㤎䤎ᬎ⌎『Ďⴎᨎ᠎㠎⌎Ď㐎ࠎ䌎⬎䤎ᨎ⌎㐎Ď㈎⌎⌎ㄎᨎℎⴎᨎऎㄎᤎᜎ『숎 (proxyꃂ瘀漀琀椀渀最숀 service)ꃂ䌀ᤎĎ㈎⌎䀎Ȏ䤎㈎ᬎ⌎『਎㠎ℎ䄎┎『䌎਎䤎⨎㐎ᜎ᠎㐎ⴎⴎĎ䀎⨎㔎∎܎䄎ᜎᤎᔎᤎ㰎⼀瀀㸀ഀ਀㰀瀀㸀⠀㜀⤀숀 ꃂĀ㈎⌎䀎ᬎ䜎ᤎ⬎㠎䤎ᤎ⨎䠎✎ᤎ䌎ᤎ⬎䤎㈎܎⬎㠎䤎ᤎ⨎䠎✎ᤎ숎 หรือการเป็นกรรมการหรือ

ทุน 45 3.3.10 การจัดทําทะเบียนสมาชิก/ผูถือหนวยลงทุน 46 3.3.11 การไปใชสิทธิออกเสียง (Proxy Voting) 49 3.3.12 การจัดทําบัญชี 50 3.3.13 การมอบหมายงานดานการจัดการลงทุน 51 3.3.14 การชําระบัญชี 53 3.3.15

has already entered into the transaction as prescribed in Clause 22, it shall disclose adequately and appropriately such transaction to a client or a representative of the client . Clause 24 In case a

other documents related to the allotment of new ordinary shares, including contact with or submit documents to officer or representative of any relevant organization (either domestic or overseas), listing

other documents related to the allotment of new ordinary shares, including contact with or submit documents to officer or representative of any relevant organization (either domestic or overseas), listing

other documents related to the allotment of new ordinary shares, including contact with or submit documents to officer or representative of any relevant organization (either domestic or overseas), listing

other documents related to the allotment of new ordinary shares, including contact with or submit documents to officer or representative of any relevant organization (either domestic or overseas), listing

Regulations on Securities Borrowing and Lending _________________________ Clause 18 In cases where an intermediary is a representative of a securities borrower or lender, the intermediary shall prepare an

representative of a securities borrower or lender, the intermediary shall prepare an agreement on appointment of representative in writing. Clause 19 An intermediary shall arrange a securities borrowing and