services under Paragraph 1, the derivatives dealer shall ensure that a chief executive officer or a person assigned by the client has already granted consent before the client engages in derivatives contract
approval from the board of directors of the intermediary or a committee assigned by such board of directors. Clause 5 An intermediary shall establish at least the following operating systems to support its
” means manager or person with power of management; (2/1) 1 “manager” means any person assigned by the board of directors of the company to be ultimately responsible for the management of the company
, net - - n.a. 8 n.a. - 230 n.a. Gain on financial liabilities designated at fair value - - n.a. 284 n.a. - 160 n.a. Gain (loss) on investments, net (0) (18) (99.6) 50 (100.1) 60 530 (88.7) Dividend
of FVC-W1 are set out in the Attachment No. 3. The Board of Directors or the designated person(s) is authorized: (1) to determine and/or amend the terms, conditions and details of FVC-W3, which shall
securities company , the term “personnel” and “employee” under this Notification shall also include any person who is assigned to perform duty for a securities company . Clause 5 The provisions in Clause 19
securities brokerage business undertaken by a securities company, the term “personnel” and “employee” under this Notification shall also include any person who is assigned to perform duty for a securities