e-service Online Submission Securities Dealer Business >> Type Title Section See document Status Notified Date Effective Date 1. Notification of Capital Market Supervisory Board 6/2557 (Synopsis
of Definitions of Institutional and High Net Worth Investors 09/07/2012 01/08/2012 3. Notification of the Securities and Exchange Commission KorNor. 23/2544 Re: Rules, Conditions and Procedures for
. Notification of the Securities and Exchange Commission KorChor. 9/2555 Determination of Definitions of Institutional and High Net Worth Investors 09/07/2012 01/08/2012 3. Notification of the Securities and
., investment units of mutual funds for institutional investors or ultra-high net worth investors, investment units of mutual funds investing in derivatives, hybrid products, and structured notes
Wealth Asset Management Company Limited— as a company licensed securities brokerage, failed to comply with the rules, conditions and procedures as specified in the notification. In this regard, the CL
-2741-5700-5 / Fax 0-2741-6878 / Company Tax ID : 0107545000021 No. 7UP 015/62 April 9, 2019 Subject : Notification for Resolution of Board of Director's Meeting No. 3/2019 regarding the Acquisition and
://www.sevenup.co.th Tel. 0-2741-5700-5 / Fax 0-2741-6878 / Company Tax ID : 0107545000021 No. 7UP 048/62 August 19, 2019 Subject: Notification for Resolution of Board of Director's Meeting No. 10/2019 regarding the
http://www.sevenup.co.th Tel. 0-2741-5700-5 / Fax 0-2741-6878 / Company Tax ID : 0107545000021 No. 7UP 049/62 September 18, 2019 Subject: Notification for Resolution of Board of Director's Meeting No. 11
http://www.sevenup.co.th Tel. 0-2741-5700-5 / Fax 0-2741-6878 / Company Tax ID : 0107545000021 No. 7UP 049/62 September 23, 2019 Subject: Notification for Resolution of Board of Director's Meeting No. 11