compromising appropriate investor protection and convenience for business operation.The SEC therefore proposes to amend the regulations related to granting of approval to appraisal companies and lead

Department of Labor Protection and Welfare (DLPW) (3)  Representative from the United Nations Development Program in Thailand (UNDP) (4)  Director of Thailand Responsible Business Network (TRBN) (5

analyzed and put into good use by SEC to ensure that customer received the appropriate level of protection.  The amendment of this regulation is part of SEC’s Regulatory Guillotine* project. The objective

obstacles and promote more use of FinTech by giving more space for such innovation and reducing regulatory burdens irrelevant to user protection,? said Deputy Secretary-General Tipsuda. 

investment management companies while achieving the appropriate right balance between regulatory flexibility and investor protection. At the same time, investors are offered money market funds as an

, with regard to risk management and investors’ protection. The proposed regulatory revision may not be perfect yet, but it’s the start for businesses to move forward. SEC is willing to learn together

investors’ protection against fraud, SEC-approved offer of digital tokens does not guarantee success, prices or returns of fund-raising projects. Investors may suffer losses or find limited choices in

offering shares or convertible debentures for sale in a private placement in the same manner as the SME case while specifying more measures for investor protection. For example, a business must seek the

business operators. This is because such unlicensed activities do not come with legal protection, and the investing public is exposed to the risk of falling victim to scams. It should be noted that all

of protection.  Sales conduct of intermediaries will also be revised to ensure that selling of products is suitable for investors? risk-taking capability. 1. Offering of unrated bonds and high yield