Disqualifications for Management (section 103) |- OTC Securities Dealer (section 114) |- Revocation of License (section 147) |- Others (Securities Business) |- Separation of Securities and Finance Businesses
specify) Full name as per Passport Date of birth (DD/MM/YYYY) Passport number Identification number Country of issue of Passport CPA license number Issued by Country Home address City State Postcode Country
: Clause 1 In this Notification: “ derivatives business operator ” means a person obtaining the derivatives business license in the category of derivatives broker or derivatives fund manager, but not
this Notification: “derivatives business operator” means a person obtaining the derivatives business license in the category of derivatives broker or derivatives fund manager, but not including
derivative exchange having been granted license from the Securities and Exchange Commission. Clause 3. For the purpose of maintaining net liquid capital of derivatives agent, the amount of property required to
trading, exchange, custody, transfer, money withdrawal or any transactions related to digital assets in Thailand must obtain a license in accordance with the Emergency Decree https://www.sec.or.th/EN/Pages
) สถิติตลาดทุน (Dashboard) ISIN Code SEC API License Check ESG Product Platform Climate-related Risk Management for Asset Managers ข่าว ก.ล.ต รายงานสรุปภาวะตลาด สินทรัพย์ ดิจิทัล https
ตลาดทุน (Dashboard) ISIN Code SEC API License Check ESG Product Platform Climate-related Risk Management for Asset Managers ข่าว ก.ล.ต รายงานสรุปภาวะตลาด สินทรัพย์ ดิจิทัล https://www.sec.or.th
://www.sec.or.th/TH/Pages/MARKETDATA/INFORMATIONOFINTERMEDIARIES.aspx Thai ทุน (Download) สถิติตลาดทุน (Dashboard) ISIN Code SEC API License Check ESG Product Platform Climate-related Risk Management for Asset