auditors.? The Auditing Advisory Committee comprises both current audit practitioners and non-practitioners. Its major role is to render advice to the SEC regarding supervision and inspection of audit

Bangkok, January 21, 2016 ? The SEC is seeking public comments on draft amendments to the regulations concerning supervision on trigger funds and product advertisement.The proposed amendments to the

. The REIT supervision would be relatively similar to that of listed companies. For instance, an acquisition or disposition of key assets and related-person transactions must be approved by the trustee

remarks were delivered by Mr. Jesada Paramabhronpilad, Director of the Information Technology Audit and Cyber Risk Supervision Department, SEC. The workshop was attended by 566 participants from 160

การณ์ของตลาดทุนในปัจจุบัน โดยได้จัดตั้งฝ่ายกำกับธุรกิจแนะนำการลงทุน (Investment Advice Supervision Department) เพื่อกำกับดูแลผู้ให้บริการด้านคำแนะนำและการขายหลักทรัพย์แก่ผู้ลงทุน ซึ่งเดิมเป็นหน้าที่และ

's system for categorizing customers and offering debentures according to the customer classification, as well as its supervision were insufficiently stringent because CL did not inspect that the

the Bank of Thailand, including elimination of the Foreign Exchange Transaction Form, with implementation expected by the end of this year.  Criteria for Supervision of Financial Conglomerates The Bank

to establish from and having registered [such establishment] with the SEC Office; (2) an association relating to supervision of a derivatives intermediary, of which objectives is for promoting and

to disclose information related to the arrangement of reserves in a manner that is accessible to the public; and (3) mutual fund supervision will primarily take into account unitholders’ benefits, with

Representative 142.0 99.2 43.1% 2.4 Maintenance Service 60.4 41.6 45.2% Total 818.2 962.1 -15.0% 1. Revenue from sales and from contract work 1.1 Turnkey Total Solutions generated revenue of THB 21.4 million in