of the complaint. Such document and evidence shall be stored in the manner which is immediately available upon the SEC Office’s request for a review or an inspection for the first two years. 2 Clause 4
million was mainly a result of loss from foreign exchange rate. However the company has manage the risk from foreign exchange rate by submit the request to the bank for increase the limit the fix forward
25/02/2005 8. Circular 13/2544 22/02/2001 Report/Form (Notification of Securities and Exchange Commission) Request Form for Examining Information of Persons who the Securities Company will
statements; (2) The opinion given to the shareholders on the reasonableness and overall benefits for the shareholders regarding RS’s request for a whitewash waiver for the mandatory tender offer. GIFT
, the company stated in the meeting invitation that they will not request an extension of the bond maturity date or an adjustment to the bond’s interest rate. This is because the bond series has the
cannot conduct the asset appraisal, the fund/trust manager must request a waiver from SEC and must analyze the impact of COVID-19 on the fund and disclose it to investors, (7) relaxing the rule of
with the Securities Law; (7) Reviewing the SEC guidelines on submission of electronic information to support electronic filing of information to request the use of SEC work systems, and repealing
Department accepted on 13 May 2018. Earlier, the Department dismissed IFEC request to have Mr. Theetiphan Thepphadungporn registered as a new director.Having only three directors on the board is insufficient
responsible investment management company may request a written clarification from the invested company or a meeting with its independent director or audit committee. If no action is taken thereafter, the