reasonable suspicions, the SEC Office may reject the application: (1) an applicant or an offer for sale of bonds has the characteristic or meets the rules or conditions to obtain an approval according to this
not making reasonable sell of the assets of open-end fund or in case of necessity to maintain the best benefit of unitholders. Management company shall sell assets or terminate the contract, which is a
controlling employee of securities trading, and such other information under possession of the securities company, upon receiving a request by the other securities companies within a reasonable period; (3
especially the weighted average market price of the Company’s ordinary shares traded on the SET is a reasonable way to determine the share price of the Company. The market price is the price that reflects the
traded on the SET is a reasonable way to determine the share price of the Company. The market price is the price that reflects the stock price in terms of supply and demand in the SET that actual trading
ordinary shares to the Investor is reasonable. 3) Relationship Between the Investor and the Company, the Company’s Executive, Controlling Person, or Major Shareholder; and Material Agreement amongst Them
commitment basis, state the minimum amount which, in the reasonable opinion of the directors of the issuer, must be raised by the offer of securities. 4. If the proceeds are being used directly or indirectly
1 ( Translation ) Ref. NEP146-2017 October 25, 2017 Subject : Resolutions of the Board of Directors approving the capital decrease, the capital increase, the allotment of newly issued ordinary shares to investors in private placement, the acquisition of assets and convening the Extraordinary General Meeting of the Shareholders No. 1/2018 (Revise 3) To : President, The Stock Exchange of Thailand Attachment : 1. Capital Increase Report Form (F 53-4) 2. Information Memorandum in relation to the al...
or reasonable ground for refuting the suspicious grounds under (b) or (c). (2) within a period of ten years prior to the filing date of the application for an approval to establish a fund, such person