enterprises, financial institutions and capital market stakeholders, with the knowledge on the offering for sale of sustainability-themed debt instruments and case studies of the offering practices in
issued by commercial banks, the banks established by specific laws or TSFC Securities Public Company Limited (TSFC) on the condition that the financial instruments and the issuers thereof must have the
those who offer for sale of complicated instruments including DW to provide investors with the fact sheet as well.? concluded Mr. Thirachai. ?
investors by requiring those who offer for sale of complicated instruments including DW to provide investors with the fact sheet as well.? concluded Mr. Thirachai.
types of complex products.The relaxation would allow mutual funds offered to accredited investors to invest in any types of financial instruments without company limit ratio, which has already been the
Bangkok, October 27, 2014 ? The SEC will allow real estate investment trusts (REIT) to issue and offer for sale of plain debt instruments (REIT bonds) within this year. Vorapol Socatiyanurak, SEC
instruments. The factsheet requirement should increase issuers? awareness of their disclosure responsibility. It is one of many measures for supporting launch of complex products and development of financial
, independent analyses and opinions by CRAs.2 This, in turn, is designed to promote the three core objectives of securities regulations identified by IOSCO: the protection of investors; ensuring that markets are
decrease in interest income from bond investment and interest income on margin loans. 1.4 Gains (losses) and return on financial instruments The Company’s losses and return on financial instruments in first
: ……………………………………...………………….……. ………………………………………………………………………… ………………………………………………………………………… Beta Tracking Error Average Maturity of Debt Instruments Fees to be charged to the fund (% of NAV per annum) Yield to Maturity Fee items Maximum charge Actual charge Country Allocation Management fee