, 2024 to the SEC Office within the period specified by the SEC Office Notification, on one occasion. This case is in the process of inquiry by the inquiry official. SEC Act S.Section 57(6) Criminal
each accounting period of six months. Such publications shall be posted in a prominent place at the office of such securities company, published in at least one local daily newspaper, and one copy shall
SEC Secretary-General Ruenvadee Suwanmongkol said “SEC prioritizes the protection of investors against fraudulent solicitations, which is one of the core policies of SEC. Therefore, we started
ปี (แบบ 56-1) ปี 2563 หรือ แบบ 56-1 One Report ปี 2563 (2) รายงานประจำปี (แบบ 56-2) ปี 2563 หรือ แบบ 56-1 One Report ปี 2563 (3) งบการเงินประจำงวดการบัญชีปี 2564 และ (4) แบบ 56-1 One Report ปี 2564
of monies, goods or services, from any person other than standard commission or fee for its services; (4) receiving or being going to receive financial incentives in order to favor the interest of one
means the following securities: (1) the investment unit specified under the Law on Securities and Exchange ; (2) a financial instrument or certificate representing the right of the holder as the owner or
2018 (effective on 16 July 2018). 2 (1) the investment unit specified under the Law on Securities and Exchange; (2) a financial instrument or certificate representing the right of the holder as the owner
disclosed, the holders of the securities who have purchased the securities within one year from the effective date of the Registration Statement are entitled to claim damages from the issuer or the owner of