reference. 9 Notification of the Capital Market Supervisory Board No. Tor Thor. 1/2560 Re: Provision of Services to Clients regarding Investment in Capital Market Products Denominated in Foreign Currency

reference. Notification of the Capital Market Supervisory Board No. Tor Thor. 1/2560 Re: Provision of Services to Clients regarding Investment in Capital Market Products Denominated in Foreign Currency

the Capital Market Supervisory Board No. TorThor. 93/2552 Re: Rules for Undertaking Derivatives Brokerage Business Overseas for derivatives Brokers (codified) By virtue of Section 18 of the Derivatives

provide services with loyalty, affecting the reliability of capital market business personnel in a significant manner, which is considered a prohibited characteristic of the capital market business

for approval as capital market personnel for the period of two years and two months, starting from the effective date of suspension order. The SEC also disclosed his inappropriate behavior for his

The strategic plan was announced at the SEC Conference on Driving Capital Market toward Transformation, Growth and Sustainability on 25 February 2020 at The Athenee Hotel Bangkok. The conference

is strictly for reference. 5 Notification of the Securities and Exchange Commission No. KorThor. 18/2549 Re: Maintenance of Net Capital ___________________________________ By virtue of Section 14 and

is strictly for reference. Notification of the Securities and Exchange Commission No. KorThor. 18/2549 Re: Maintenance of Net Capital ___________________________________ By virtue of Section 14 and

. Notification of the Securities and Exchange Commission No. KorThor. 18/2549 Re: Maintenance of Net Capital ___________________________________ By virtue of Section 14 and Section 97 of the Securities and

only the original Thai text has legal force and that this English translation is strictly for reference. Notification of the Capital Market Supervisory Board No. TorThor. 9/2554 Re: Short Selling of ETF