she has already been suspended by Finansia Syrus Securities Plc. for six months, the banning of her application is thus remained nine months, starting from April 11, 2013.
to a wider target. The application features simple tips on financial planning, easy to access information on financial products and more information useful for making investment decision which includes
protection and are at risk of being scammed or exposed to money laundering risks. The public can check the list of licensed business operators at www.sec.or.th or via the “SEC Check First” application
, sign and/or amend any applications and/or documents necessary for or relating to the issuance, sale or allotment of the newly issued ordinary shares, submission of the application in relation to private
any law governing the company’s business. Opinions concerning the appropriateness of the auditor. Opinions concerning transactions that may involve conflicts of interest. The number of Audit
Listed Companies Concerning the Connected Transactions, 2 0 03 ( including any amendment thereto) because the transaction does not involve with any connected person of the Company nor of subsidiary, and
establishment and management of Thai mutual funds as usual on the condition that they are not contradictory or inconsistent with the cooperative framework under HK-TH MRF. - Regarding application for
operator shall submit an application form to the SEC together with the supplementing documents and evidences prescribed by the SEC. Clause 6. The SEC shall consider and issue an order relating to the
business operator shall submit an application form to the SEC together with the supplementing documents and evidences prescribed by the SEC. 2 As added by the Notification of the Securities and Exchange
approval under Clause 2 , a securities company intending to obtain approval shall submit an application to the Office, together with documents and evidence as per the forms and procedures provided in the