for Q2/2023 SEC Act S.56(4) Criminal Complaint Filed with an Inquiry Official Dated 16/01/2025

Mr. chatree chuensuksinsup SEC Act S.300 in conjunction with 56(4) Criminal Complaint Filed with an Inquiry Official Dated 16/01/2025

Mr.Pipat Chanasongkram SEC Act S.300 in conjunction with 56(4) Criminal Complaint Filed with an Inquiry Official Dated 16/01/2025

Mr. Kusol Sangkananta SEC Act S.300 in conjunction with 56(4) Criminal Complaint Filed with an Inquiry Official Dated 16/01/2025

prepare and submit On-Going Capital Requirement (CAR report) of November 2022 within DECEMBER 8, 2022 However, FL prepared and submitted the On-Going Capital Requirement (CAR report) of November 2022 to the

, 2023 However, FL prepared and submitted the Complaint report of Q2/2023 to the SEC Office on JULY 18, 2023 later than the period specified by the law. On March 11, 2025, the Criminal Fining Committee

financial statement for first period of six months of the year 2023 to the SEC Office on October 6, 2023 later than the period specified by the law On March 11, 2025, the Criminal Fining Committee issued

compliance unit (Head of Compliance) to the SEC through a system prepared on the website of the SEC Office within May 12, 2023. However, FL reported the discontinuation of such a person on May 16, 2023. On

compliance unit (Head of Compliance) to the SEC through a system prepared on the website of the SEC Office within May 13, 2023. However, FL reported the appointment of such a person on March 7, 2023. On

’ impact on the business operation of the business operator according to the RLA (“Risk Level Assessment”) form, and submit the first results of such assessment to the SEC Office within 31 July 2023 However