Saxo Capital Market Pte.,Ltd. Saxo Capital Market Pte.,Ltd. (Saxo) colluded with other alleged offenders in operating securities and derivatives businesses with an intent to solicit any attendee
was the person who presents the financial statement to Board of directors and approve the false financial statement. The public prosecutor issued a final non-prosecution order. The case was deemed final
Mr. Suppharoek Kwaennoi Mr. Suppharoek Kwaennoi aided or abetted Mr. Thanaris Pornpattanajamsai and Miss Audcharapron Radchanajun that colluded with other person to manipulate the securities price of
securities business in the category of securities brokerage, securities dealing or securities underwriting, and (2) a person licensed to undertake the derivatives business in the category of derivatives agent
listed on securities exchange and in cases where the units of foreign ETF are listed on several exchanges, the term shall mean the capital market regulator of the home exchange; (6) “related person” means
: Contact person: Email: Name of local representative: Contact person: Email: Name of local intermediary: [in case of an ETF, please state the names of market maker and participating dealer of ETF] Contact
: Contact person: Email: Name of local intermediary:[in case of an ETF, please state the names of market maker and participating dealer of ETF] Contact person: Email: * Please choose the following form that
: Name of local representative: Contact person: Email: Name of local intermediary: [in case of an ETF, please state the names of market maker and participating dealer of ETF] Contact person: Email