size, it is exceed 0 .03% but not exceed 3% of NTA, pursuant the Notification of the Board of Governors of The Stock Exchange of Thailand regarding Disclosure of Information and Other Acts of Listed
Digital Asset Business Registered Person Secondary Market and Related Entities Enforcement Class Action Prevention of Unfair Securities Trading Practices Discussion Rule Making Process Handbooks / Best
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the following manners, for which the SEC shall specify the paid-up registered capital of at least one hundred million baht: (1) Keeping the client’s assets in its possession ; (2) Investing in or https
registered capital of digital asset exchanges, brokers and dealers; (2) Revision of the Net Capital (NC) rules as follows: (a) Minimum NC requirement : a minimum value of 25 million baht for business
securities business supervision: For example, repeal of the minimum requirement of paid-up registered capital of securities company, allowing the SEC Board to use discretionary power to prescribe required
eligibility criteria for undertaking the ICO portal business include (1) being a company established under Thai Law, (2) having registered capital of at least 5 million baht, (3) not having directors and
Homtuanlom, for operating derivatives business (gold future agent) without license and defrauding the public, causing a damage of 13 million baht. From the SEC?s investigation, these companies do not have