behalf of clients were in violation of the Notifications of Capital Market Supervisory Board concerning personnel in the capital market*, the SEC therefore suspended {A} from her duty as the approved

*. The SEC, therefore, suspended Acting Subbieutant Saroj from his duty as the approved securities investment consultant for a year and 2 months. Having considered that {A} had already been suspended by

Bangkok, November 17, 2014 ?The SEC revoked the approval of Nakul Chaiyanil, a former fund manager for ten years for failure to perform his duty with honesty in relation to management of 101 Montri

: *ปัจจุบันผู้ประกอบธุรกิจต้องประกอบธุรกิจอย่างซื่อสัตย์ ใช้ความรู้ความสามารถ ความชำนาญ ด้วยความเอาใจใส่และระมัดระวังตามมาตรฐานหรือเยี่ยงผู้ประกอบวิชาชีพ (fiduciary duty) การคำนึงถึงผลประโยชน์ของผู้ลงทุนเป็น

the Securities and Exchange Act. In addition, He failed to order or act his duty resulting in Solaris Asset Management Co., Ltd. violation of section 117 of the Securities and Exchange Act. Solaris

Polaris Capital Public Company Limited When Polaris Capital Public Company Limited ("POLAR"), which was authorized by Mr. Yanakorn Warakunrak and Mr. Poonsak Chumchuay, had the duty to

: “Information Disclosure and Practice of Listed Companies in Acquisition or Disposal of Asset B.E. 2547”. The Company, therefore, obtains duty to disclose information of such transaction as per the enclosure

The Stock Exchange of Thailand RE: “Information Disclosure and Practice of Listed Companies in Acquisition or Disposal of Asset B.E. 2547”. The Company, therefore, obtains duty to disclose information

exchange service under law of such jurisdiction and is under supervision of authority or agency having duty to supervise derivatives; (5) “foreign derivatives business operator” means juristic person

concerning rules, conditions and procedures for appointing and performing of duty of fund manager; (25) derivatives fund manager whose name is registered as qualified derivatives fund manager under the