securities company to use back office service as its request. Clause 5. It shall be deemed that the securities company have the permission in using back office service from the Office, if the service providers
Office grants permission to such securities company to use back office service as its request. Clause 5. It shall be deemed that the securities company have the permission in using back office service from
for at least one year and ready to be examined and submitted upon request by the SEC Office. Clause 5. In case it is shown that any securities company have net liquid capital at the end of any day equal
and ready to be examined and submitted upon request by the SEC Office. Clause 5. In case it is shown that any securities company have net liquid capital at the end of any day equal or less than 1.5
and ready to be examined and submitted upon request by the SEC Office. Clause 5. In case it is shown that any securities company have net liquid capital at the end of any day equal or less than 1.5
consideration in a form of cash According to the above calculations, the maximum transaction value is 0.73% (in accordance with the total value of consideration), the Company is therefore not required to request
, the maximum transaction value is 0.73% (in accordance with the total value of consideration), the Company is therefore not required to request an approval from the shareholders’ meeting of the Company
on the market situations at the time of the issuance and offering of debentures and other relevant factors. Terms of Early Redemption Bondholders may or may not have a right to request to redeem the
home regulator is established, and such information shall be kept at the office or on the website of the securities company and shall be delivered to investors upon request. Clause 9 In the case where a
million baht of a client of Mr. Pattarawut Thunyajaroen with a view of selling investment units and failed to check whether there was any withdrawal request slip. In addition, she failed to follow up on