are met.The notifications of these revised regulations** have been published in the Government Gazette, taking effect from 1 September 2025 onward. Remarks: * Business operators unable to maintain net
. ____________________________Remarks: * By virtue of Section 58(1), the SEC imposed orders of clarification and disclosure on EARTH, as published in the following news releases: 1. SEC News No. 22/2561: SEC instructs EARTH to
law, such as this Personal Data Protection Act B.E. 2562. In this regard, the examples, lessons, processes, and guidance on how to comply with the law should be published using the simplify and
analyst will be allowed to cover no more than 15 securities in average; published research must be updated at least 4 times a year; brokers must put in place control over quality of investment research and
investors to get started; especially the first jobbers with small earnings to obtain adequate returns for their needs. The SEC also published the Project brochure for dissemination through the selling points
UNOFFICIAL TRANSLATION Readers should be aware that only the original Thai text has legal force and that this English translation is strictly for reference. Notification of the Office of the Securities and Exchange Commission No. Sor Nor. 87/2558 Re: Rules, Conditions, and Procedures for Management of Retail Funds, Mutual Funds for Accredited Investors, Mutual Funds for Institutional Funds, and Private Funds ______________________ By virtue of Clause 6, Clause 8, and Clause 9 of the Notification...
precaution shall be indicated in the documents published for dissemination of mutual fund rating information, containing essential statement that the information on mutual fund rating should be used only for
จะไดรับเปนเงนิสดแทน) - ความเสี่ยงตาง ๆ เชน ความตางระหวางราคา u/l ในวนั confirm การซื้อ u/l ในตางประเทศกับ วัน trade TCR ความเสี่ยงจากอัตราแลกเปลี่ยน เปนตน - เปดเผยขอมลูใหผูลงทุนทราบเพื่อ
consultation to clients shall comply with the regulations under Chapter 4; (4) submission of evidence to confirm clients’ transactions shall comply with the regulations under Chapter 5; (5) provisions of