service providers relating to derivatives as specified in the notification of the SEC. “derivatives broker” means any person who, in the ordinary course of business, engages or holds himself out to the
Mr. Pairat Sampaothong Mr. Pairat Sampaothong aided and abeted other person selling the shares of Advance web service public company limited to the public without filing the registration statement
Mr. Kongkrit Yodyiam Mr. Kongkrit Yodyiam aided and abeted other person selling the shares of Advance web service public company limited to the public without filing the registration statement and
person to be an executive of the company or in cases other than (2), the derivatives business operator shall proceed the followings: (a) in case of an appointment of a person to be director or manager, the
the company or in cases other than (2), the derivatives business operator shall proceed the followings: (a) in case of an appointment of a person to be director or manager, the derivatives business
business operator appoints a new person to be an executive of the company or in cases other than (2), the derivatives business operator shall proceed the followings: (a) in case of an appointment of a person
property to himself or a third party, and obtaining unlawful gains for themselves or another person caused damages to EARTH. This case is in the process of inquiry by the inquiry official. SEC Act S.308
to himself or a third party, and obtaining unlawful gains for themselves or another person caused damages to EARTH. This case is in the process of inquiry by the inquiry official. SEC Act S.308 310
perform duty as director, manager or person with power of management or advisor of another securities company, which is in support of financial conglomerate of securities businesses, bringing about