Bitazza could know and verify the true identity of its customers, including acquiring adequate information for customers’ risk assessment. DAB Act S.94 in conjunction with 30 Settlement Committee Meeting

approval from the SEC Office which is in breach of the Securities and Exchange Act B.E. 2535. SEC Act S.33 Settlement Committee Meeting No. 3/2025 Settlement Committee Order No. 40/2025 Dated 25/04/2025

or the failure to give instruction which is a duty required to be performed SEC Act S.300 in conjunction with 33 Settlement Committee Meeting No. 3/2025 Settlement Committee Order No. 41/2025 Dated

, 2024, to the SEC Office later than the period specified by the SEC Office Notification, on one occasion. SEC Act S.Section 57(6) Settlement Committee Meeting No. 3/2025 Settlement Committee Order No

with 57(6) Settlement Committee Meeting No. 3/2025 Settlement Committee Order No. 44/2025 Dated 25/04/2025

, 2023, to the SEC Office later than the period specified by the SEC Office Notification, on one occasion. SEC Act S.Section 57(6) Settlement Committee Meeting No. 3/2025 Settlement Committee Order No

with 57(6) Settlement Committee Meeting No. 3/2025 Settlement Committee Order No. 46/2025 Dated 25/04/2025

December 8, 2023, to the SEC Office later than the period specified by the SEC Office Notification, on two occasions. SEC Act S.Section 57(6) Settlement Committee Meeting No. 3/2025 Settlement Committee

conjunction with 57(6) Settlement Committee Meeting No. 3/2025 Settlement Committee Order No. 48/2025 Dated 25/04/2025

, to the SEC Office later than the period specified by the SEC Office Notification, on one occasion. SEC Act S.Section 57(6) Settlement Committee Meeting No. 3/2025 Settlement Committee Order No. 49