characteristic under Clause 31(4) of the same Notification.
a prohibited characteristic under Clause 31(3) of the Notification of the Capital Market Supervisory Board No. Tor Lor Thor. 8/2557 Re: Rules on Personnel in the Capital Market Business dated 3 June
derivatives brokerage business, the derivatives broker shall have preparedness of management, policies, measures and personnel as prescribed in clause 4(6) (7) (8) and (9) and harmonize with the elaborate
metal derivatives brokerage business, the derivatives broker shall have preparedness of management, policies, measures and personnel as prescribed in clause 4(6) (7) (8) and (9) and harmonize with the
conditions: (1) before commencement of precious metal derivatives brokerage business, the derivatives broker shall have preparedness of management, policies, measures and personnel as prescribed in clause 4(6
shall comply with the following conditions: (1) before commencement of precious metal derivatives brokerage business, the derivatives broker shall have preparedness of management, policies, measures and
สินทรัพย์ดิจิทัล (dealer) นายหน้าซื้อขายสินทรัพย์ดิจิทัล (broker) และศูนย์ซื้อขายสินทรัพย์ดิจิทัล (exchange) จัดทำและนำส่งข้อมูลตามรูปแบบโครงสร้างข้อมูลที่สำนักงานกำหนด เพื่อให้ข้อมูลสินทรัพย์ดิจิทัลทั้งระบบ
specified by derivatives broker. Such conduct shall specify at least include internal control system, information security system to prevent access from unauthorized person, and effective Chinese Wall among
derivatives broker. Such conduct shall specify at least include internal control system, information security system to prevent access from unauthorized person, and effective Chinese Wall among each departments