Approval 3 ป (เกณฑอนุญาตแบบเขม 1/) Filing Rating ยกเวนหุนกู/ต๋ัวเงินระยะสั้น ที่ขายใหผูลงทุนสถาบัน/ ผูลงทุน รายใหญ (HNW) 1/ ดูเกณฑอนุญาตตามขอ 1.2.1 ประเด็นพิจารณา เพื่อใหหลักเกณฑการเสนอขาย
. Notification of the Capital Market Supervisory Board Tor Jor. 12/2559 Re: Application and Approval for Offer for Sale of Structured Notes ____________________ By virtue of Section 16/6 of the Securities and
Supervisory Board No. Tor Jor. 17/2561 Re: Application and Approval for Offer for Sale of Newly Issued Debt Securities _______________________ By virtue of Section 16/6 and Section 89/27 of the Securities and
Market Supervisory Board concerning Application and Approval for Offer for Sale of Structured Notes, the application shall be filed on an issue basis only. Clause 25 In filing the application for an offer
Capital Market Supervisory Board No. TorChor. 34/2551 Re: Application for and Approval of Offer for Sale of Newly Issued Share Warrants and Newly Issued Underlying Shares ------------------------------ By
auditors in the capital market, and to grant a fee exemption for resubmission of the application for approval of auditor in the capital market for the applicants who affiliated with audit firms outside
notifications of regulations, as follows: (1) Notification of the Capital Market Supervisory Board No. Tor Jor. 12/2567 Re: Application and Approval for Issuance and Public Offering of Newly Issued Debt
Name Fund Type Fund Name Fund Abbr. Name Approval Date First Sell Start Date First Sell End Date Remark Filing (Thai version only) Mutual Fund SCB Foreign Fixed Income Fund 6MP8 Not for Retail
measures to prevent and manage conflicts of interest. Such mechanism and measures must be clearly outlined in the ICO filing. Additionally, specific significant matters would require approval from the
have been neither filed for approval nor existed on the list of SEC-approved digital assets. Therefore, investors are advised to be careful when receiving information or solicitation to invest in such