is not allowed. ? ________________________ *Clause 23(1) of the Notification of the Capital Market Supervisory Board No. Tor Lor Thor. 8/2557 Re: Rules on Capital Market Personnel dated 3 June 2014

is not allowed. ________________________ *Clause 23(1) of the Notification of the Capital Market Supervisory Board No. Tor Lor Thor. 8/2557 Re: Rules on Capital Market Personnel dated 3 June 2014

Section 50 of the Constitution of the Kingdom of Thailand specified the restrictions shall be imposed by virtue of the law, and Clause 1(3) of the Notification of the Securities and Exchange Commission Re

Constitution of the Kingdom of Thailand specified the restrictions shall be imposed by virtue of the law, and Clause 1(3) of the Notification of the Securities and Exchange Commission Re: Rules and Submitting

of the Kingdom of Thailand specified the restrictions shall be imposed by virtue of the law, and Clause 1(3) of the Notification of the Securities and Exchange Commission Re: Rules and Submitting

number of clients? securities trading orders.  Such actions were in violation of Clauses 23(1) and 23(3) of the Notification of the Capital Market Supervisory Board No. TorLorThor. 8/2557 Re: Rules on

e-service Online Submission Securities Borrowing and Lending >>   Type Title Section See document Status Notified Date Effective Date 1. Notification of the Office of the Securities and Exchange

in the notification as follows : (1) the annual registration statement (Form 56-1) for the year 2019 (2) the annual report (Form 56-2) for the year 2019 (3) Form 56-1 for the year 2020 or the

;), shall be liable for TSF failure to prepare and submit the financial reports to SEC Office within the period specified in the notification as follows : (1) the annual registration statement (Form 56-1

failure to prepare and submit the accurate annual updated information statement for the year 2020 (Form 56-1) in accordance with the notification of the Capital Market Supervisory Board resulted from the