Business Secondary Market and Related Entities Enforcement Class Action Prevention of Unfair Securities Trading Practices Discussion Rule Making Process CG Thailand Public Hearing Laws/Regulations Search

approve to process as deemed necessary and appropriate, in order to ensure the Entire Business Transfer and Securities Allocation Transaction is complete within May 30, 2018, or the date mutually agreed by

ตัดสินใจลงทุนบนพื้นฐานของข้อมูลที่ถูกต้อง ครบถ้วน เป็นประโยชน์ และเปรียบเทียบได้ (informed decision-making) 2. ตลาดทุนไทยได้ประโยชน์จากเทคโนโลยีที่ช่วยลดต้นทุนในการผลิตข้อมูลและ ค าแนะน าการลงทุน 3. ส า

to demonstrate to the SEC Office that such person has access to and is capable of examining information necessary to make investment decision in securities being offered and that it is not necessary to

Office that such person has access to and is capable of examining information necessary to make investment decision in securities being offered and that it is not necessary to apply fair allocation

other person that securities offeror is able to demonstrate to the SEC Office that such person has access to and is capable of examining information necessary to make investment decision in securities

ตามนโยบายการลงทุน ประเภทหลักทรัพย์ หรือทรัพย์สินที่ลงทุนได้ และอัตราส่วนการลงทุนของกองทุนรวม ( (4) ขั้นตอนในการตัดสินใจลงทุน (decision making) ( (5) วิธีปฏิบัติในการจัดสรรหลักทรัพย์ (fair allocation

independently by not taking part of such decision to invest. In this regard, whether an investment or entry into a contract done by the company itself or appointed the others to do for, such performance shall

investment independently by not taking part of such decision to invest. In this regard, whether an investment or entry into a contract done by the company itself or appointed the others to do for, such

important and relevant information sufficient for investors’ decision making; (4) Keep investors’ confidentiality; (5) Carefully perform duties to avoid conflicts of interest. In case such conflicts cannot be