line with  SEC policy which aims to promote innovations and new and existing operators to have technology and innovations to service in capital markets. And this year’s project is more special than the

In March 2018, ACMF launched the ACMF Professional Mobility Framework to contribute towards investment consultation and analysis on cross-border products in ASEAN region which will facilitate

which will act as initial screener of ICO issuer. After the related notifications come into effect, SEC will initially approve ICO portals. ICO portals must be Thai companies with a minimum registered

drafting the relevant notification that would cover the scope of products for which the business operators can provide services, being listed products on the Thai capital market and foreign capital

private funds, or investment advisors, which are fully qualified and ready to provide services, may apply for SEC’s approval to become the wealth advisor. There are currently over 40 operators interested

efficient technology systems, a system to review and assess customers’ suitability, which is very important as digital assets contain high risks. Once applicants for licensing are well-prepared and have

Section 296/2 of the Securities and Exchange Act B.E. 2535 (1992), which was amended by the Securities and Exchange Act (No.5) B.E. 2559 (2016).The Civil Sanction Committee agreed with  SEC to enforce

operations.   In work for which there are few service providers and the  business operators will not be able to engage other service providers to provide services on their behalf immediately,  this work may

In pursuant to the Royal Decree on Digital Asset Businesses, B.E. 2561, which took effect since 14 May 2018, allows existing digital asset business operators who submit their requests to SEC within

Bank of Thailand and the Office of Insurance Commission, will participate in FSAP, which will be conducted jointly by the International Monetary Fund (IMF) and the World Bank, from the end of 2018 to