must be reported and the procedures for obtaining facts relating to such circumstances shall be in accordance with the Notification of the Capital Market Supervisory Board

Principles for Financial Market Infrastructure (PFMI) สำหรับการประเมินตาม IOSCO Principles นั้น ตลาดทุนไทยเป็นประเทศแรก ๆ ที่ได้รับการประเมินตามมาตรฐานใหม่ ซึ่งได้ถูกพัฒนาเพื่อให้หน่วยงานกำกับดูแลด้านตลาดทุน

asset market development plan, as well as solving problems and preventing risks. This regulatory proposal would also contribute to the stability, transparency, fairness and digital asset market integrity

capital market in general may be affected. In addition, the current rules on calculation of NC are not applicable to business operators which also operate the digital asset business. SEC therefore

regulations, and revision to the regulations governing shareholders’ offering of a limited company’s equity in case of trading crowdfunding equity in the secondary market to be in line with the primary

and listed companies to comply with IOSCO standards and enhance the reliability of the Thai capital market and the confidence of domestic and overseas investors, the SEC has taken into account the

in the capital market sector should therefore sufficiently provide necessary resources and focus on coordination among agencies, especially exchanging information necessary for prevention and

Bangkok, June 21, 2016 ? The SEC and the Stock Exchange of Thailand (SET), with support from the Office of the Judiciary, have recently co-organized a capital market seminar to discuss how class

under the SEC policy to promote new financial instruments to increase attractiveness of the Thai capital market in support of the regional market linkage,? said Mr. Vorapol. ?

have prohibited characteristics of capital market personnel pursuant to relevant regulations as long as he is subject to the complaint and the subsequent procedure, which caused his approved status to