Securities and Exchange Act B.E. 2535 (1992) (SEA), has instructed GIFT to clarify the followings:   (1) The reasonableness of the transactions, which potentially result in (a) conflicts of interest within the

Currently, a significant volume of securities trading on the Stock Exchange of Thailand (SET) involves foreign investors, with most orders executed through foreign securities companies to Thai

Following a referral from the Stock Exchange of Thailand (SET) in December 2021 and the SEC’s further investigation, it was found that the two offenders, namely (1) Mr. Suthee Siripornpitak, and (2

According to the referral from the Stock Exchange of Thailand (SET) in October 2023 and the SEC’s further investigation, it was found that Patcharadanai had placed trading orders in manipulative

. Notification of the Securities and Exchange Commission No. Kor Jor. 2/2567 Re: Public Offering of Digital Tokens (No. 9) dated 2 January 2024: https://publish.sec.or.th/nrs/10051s.pdf 2. Notification of the

March 21, 2024, Stock Exchange of Thailand (SET) notified NUSA to clarify on the discrepancy of information regarding the Board of Directors’ meeting as SET had been informed that the meeting which was

Exchange Act, B.E. 2535 (1992), in conjunction with Section 83 of the Criminal Code. The criminal complaint was filed with the inquiry official of the Economic Crime Suppression Division (ECD) of the Royal

According to the referral from the Stock Exchange of Thailand (SET) and the SEC’s further investigation, facts and evidence were found leading to the belief that Worawoot, COL director and the

or derivatives dealer.** Three related notifications are as follows: 1. The Notification of the Securities and Exchange Commission No. Kor Thor. 20/2566 Re: Prescribing Natures of Giving Advice to

Exchange Commission No. Sor Nor. 29/2566 Re: Rules, Conditions, and Procedures for Management of Retail Funds, Mutual Funds for Accredited Investors, and Mutual Funds for Institutional Investors (No. 7