Application อ้างชื่อ FundesTH และ Line อ้างชื่อ FUNDESTH : Unlicensed securities and derivatives business (Disclosure Date : 11/04/2025)
The Exclusion of Investment Management for Private Equity Firm from Securities Business in the Category of Private Fund Management
Rules on the Undertaking Derivatives Business for Derivatives Broker and Dealer in the Category of Registered Type
Re: Rules and Procedures for Complying with the Notification Regarding the Acquisition of Securities for Business Takeovers
Standard Conduct of Business, Management Arrangement, Operating Systems, and Providing Services to Clients of Securities Companies and Derivatives Intermediaries
The Repeal of Notifications related to Directors, Managers and Other Personnel of Securities Companies and Derivatives Business Operators
Rules in the Detail of Regulations Concerning the Establishment of Risk Management System for Business Continuity of Intermediaries
Prescribing Natures of Giving Advice to Public Not Being Regarded as Engagement in the Securities Business of Investment Advisory Service