Clause 20(2) of the Notification of the Capital Market Supervisory Board No. TorLorThor. 3/2555 Re: Approval for Personnel of Business Operator to Perform Duties of Analyzing Investment and Giving

duties honestly in violation of Clause 23(1) and characteristics of personnel in the capital market business under Clause 31(1) of the Notification of Capital Market Supervisory Board No. TorLorThor. 8

violation of Clause 6(1) of the Notification of the Capital Market Supervisory Board No. TorThor/Nor/Khor. 37/2553 Re: Prohibited Characteristics of Capital Market Personnel dated September 14, 2010. Two-year

close down without providing advanced notification to the SEC. The companies, however, must provide service channels for their customers, i.e., submission of trading orders through its headquarters. (2

close down without providing advanced notification to the SEC. The companies, however, must provide service channels for their customers, i.e., submission of trading orders through its headquarters. (2

of the Stock Exchange of Thailand within the period specified in the notification as follows : (1) the reviewed financial statements for Q3/2019 (2) the interim management discussion and analysis (“MD

and submit the financial reports through the transmission system within the period specified in the notification as follows : (1) the reviewed financial statements for Q2/2020 (2) MD&A of Q2/2020 (3

(Associated Director, Debt Capital Market) -ผู้จัดการกองทุนตราสารหน้ี -ผู้ช่วยผู้อำนวยการฝ่ายวานิช ธนกิจ (Assistant Vice President, Investment Department) คุณนรี พฤกษยาภัย -ปริญญาโท สาขา International Business

) • Hybrid bond, ตราสาร Basel III, หุ้นกู้ท่ีมีอนุพันธ์แฝง (structured notes) ตรำสำรหนี้: straight bond, callable bond, puttable bond, convertible bond, securitization, ตราสารหนี้ด้อยสิทธิ, ตราสารศุกูก (sukuk

กองทนุรวม (MF) หรือการจัดการกองทุนสวนบุคคล (PF) 12 SPT - สามารถจัดตั้ง SPT เพื่อออก covered bond ไดหรือไม - จัดตั้งในลักษณะ declaration trust (ผูกอตั้งทรัสต (originator) กับทรัสตีเปนบุคคลเดียวกัน