.; (b) the complicated nature of the action or the tools using for such action such as using a disguised name of other person or establishing a company for concealment; (c) the record of behaviour of
contain approvals on establishing subsidiary – The Angel Global Company Limited (1.34%) and approval on acquiring all shares of Siam Gateway Company Limited (1.37%); maximum transaction size of 11.99% is
custody system by ensuring that client assets denominated in Thai baht are kept separate from the company’s assets and establishing an efficient system for the deposit and withdrawal of monetary assets; (3
National Economic and Social Development Plan No. 13 and the policies and directions for the new Thai Capital Market Development Plan. In the process of establishing the Strategic Plan, the SEC monitored and
). Laid out as a three-year plan, the Initiative has already led to further collaboration between the SEC and nine organizations* in establishing the Thailand Responsible Business Network (TRBN), which
added ?The PPPK is currently working on establishing AQIs framework in consultation with all related stakeholders in Indonesia. We expect this initiative to play an important role in driving audit quality
financial position; (2) The management company has no sign of misconducts or no records which make it inappropriate for the company to expand its business by way of establishing a branch office or which may
company has sound financial position; (2) The management company has no sign of misconducts or no records which make it inappropriate for the company to expand its business by way of establishing a branch
expand its business by way of establishing a branch office or which may affect the company’s credibility should it undertake fund management business; (3) The management company has shown that it has
control and compliance with good business practices; (3) being able to maintain capital funds and reserve fund in compliance with the law establishing or controlling business undertaking of the applicant