will also be required for the purpose of general administration and cooperation; for instance, publishing unit pricing, distributing reports to unitholders, and managing dispute resolution. ?The SEC in
the completeness of the information before distributing to shareholders. In this regard, the revised rules together with the silent period measures prescribed by the Stock Exchange of Thailand are
and communication technologies to improve the internal systems from storing, processing, tracking and distributing information.?Technology is playing a bigger role in the SEC operation and supervision
(loss) for the period (55,425) (45,303) (10,122) 22.34 (Unit : Thousand Baht ) Page2of4 Sales and cost of sales Sales of goods can be grouped in 2 sectors as 1) producing and distributing of electronics
the period - - - 100.00 Comprehensive Profit (loss) for Year (30,454) (25,754) (4,700) 18.25 Page2of4 Sales and cost of sales Sales of goods can be grouped in 2 sectors as 1) producing and distributing
, proposing recommendations, and distributing a checklist, in order for listed companies to improve their information disclosure.For an informed investment decision, investors need to analyze MD&A in the Form
. Assigning competent audit staff to each engagement as required by auditing standards and determining performance evaluation criteria to reflect performance quality could help improve the deficiencies; (3
., is suspended for three months for failing to take care of a client's account, and instead assigning her subordinate who was an authorized trader to contact, solicit and give advice on securities
business expansion opportunities overseas which the SEC is willing to help facilitate and abolish regulatory impediments. Realizing a crucial role of commercial banks in distributing capital market
investor [in Thailand]; (3) assigning a brokerage firm acting as an local representative responsible for selling, repurchasing and redeeming units in Thailand; (4) having a local representative, being [i] a