shall be positive. In case where the derivatives broker increase its paid-up capital after the issuance of the latest financial statement, such increasing shall be calculated in the shareholder’s equity
been audited by an auditor approved by the Office shall be positive. In case where the derivatives broker increase its paid-up capital after the issuance of the latest financial statement, such
the contract (physical delivery), or a party may make cash settlement where the cash difference between the exercise price and the market value or price of the underlying asset or variable at a time or
pursuant to the Notification of the Capital Market Supervisory Board concerning Provisions relating to Offering for Sale of Units of Foreign Collective Investment Scheme. In the case where the applicant
person incorporated under specific law. “subordinated bond” means an unsecured bond where the rights of the bondholders are prescribed to be subordinate to those of the ordinary creditors; “terms and
website of the SEC Office. Structured Notes Factsheet “……………(Name of Structure Notes)……………” Issued by……………(Name and country where the issuer is incorporated [in the case of a foreign juristic person
be open, and where and to whom purchase or subscription applications shall be addressed. Describe whether the purchase period may be extended or shortened, and the manner and duration of possible
quarter ended as of March 31, 2016, which realized the revenue THB 1,148.64 million, where the reasons are summarized as follows. ท่ีตั้ง 55/2 หมู ่8 ถ. เศรษฐกิจ 1 ต.คลองมะเด่ือ อ.กระทุ่มแบน จ.สมุทรสาคร
regulations under Chapter 7/1. Clause 4 In the case where there is a necessary and reasonable ground, the SEC Office may grant a waiver for an intermediary from complying with any rule under this Notification