materially high volume. {A}'s conducts were deemed trading securities on behalf of the client using his own decision, which was an interference with client's assets and non-compliance with standards of conduct

information disclosed by listed companies affects investment  decision and opportunity cost of investors. Dr. Vorapol Socatiyanurak, SEC Secretary-General said that 1st SEC Working Papers Forum 2015 is an event

trading transactions had no source of orders. It was also found in the recorded conversation that {A} had been allowed by the client to make securities trading decision. He informed the client of the

, exercise their rights to protect their own benefits and seek clarification or explanation from the company directors and executives so as to have sufficient information for their decision-making.The above

attractiveness and recognition of ASEAN as an asset class among investors both onshore and offshore. In addition, with the CG ranking, investors will be able to make better investment decision. The SEC really

months without suspension. Vasant Thienhom, SEC Deputy Secretary-General said, ?Listed companies? financial information are very important for investor?s ability to make investment decision. Hence, the law

measures for handling conflicts of interest, and the Environmental, Social and Governance (ESG)-based decision-making factor for choosing target listed companies.The Code will also cover guidelines for

decision on appropriate forms of alliance with foreign counterparts to support future trading linkage;2. Supervision of Securities Business: Licensing provisions would be amended to grant the Securities and

transactions. Witoon, who was chairman of the management committee of GLOBAL, had the decision making power over the terms and conditions of an agreement between GLOBAL and SCG Distribution Co., Ltd. (SCG), a

assessment could reflect how seriously determined listed companies are in fighting off corruption, and by extension, become a key factor when it comes to making an investment decision in such companies,? said