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securities companies. In receiving these orders, Thai securities companies may not have complete information on the clients of the foreign securities companies and their trading behaviors. Therefore, it is

verify and make informed investment decisions. The SEC has participated in these global efforts online every year since 2017. This year marks a special milestone with the introduction of onsite

sell the aforementioned assets and that any future sale of these assets would be executed in compliance with the governing regulations. Later on 19 January 2024, NUSA notified the exercise of the legal

recommendations share a similar structure with the TCFD recommendations[2], making them easily comprehensible. Companies have the option to implement these recommendations or initiate an analysis of their

the rules for real-estate backed tokens and infra-backed tokens, as well as enhancing the guidelines for sustainability-themed tokens. These improvements aim to accommodate a diverse range of initial

of Exchanges. This aims to increase investment flexibility for Thai mutual funds while allowing the SEC to exchange regulatory information, as necessary. These foreign CIS must also meet other

at least five members to the board of directors, and of this at least two board members shall be independent directors, as well as to establish an audit committee. These requirements aim to ensure that

of these digital tokens are eligible for multiple offerings under a single application. These tokens can be offered without limits on the total amount or number of offerings within a two-year period

prevention and suppression of offenses in special legal cases related to economic crimes.  The signing of these two bilateral MOUs is the result of the SEC discussion with the DSI on 21 May 2019 and the AMLO