encourage the personnel of listed companies to be aware of their roles and duties which are highly critical to the Thai capital markets. Ms. Jomkwan Kongsakul, SEC Deputy Secretary-General, gave the
the personnel of listed companies to be aware of their roles and duties which are highly critical to the Thai capital markets. Ms. Jomkwan Kongsakul, SEC Deputy Secretary-General, gave the opening
amendment to regulations on capital adequacy of securities business operators to be more adequate and efficient, (4) the development of personnel in capital market businesses through competency training
King’s Coronation, which the SEC and 12 other capital market organizations co-launched on 14 August 2019 to encourage organizations and personnel in the capital market to make useful contributions based
Customer (KYC), fit and proper personnel, standard sales process, management of customers’ digital assets and related data, and capital adequacy. There are also new provisions about the accountability of the
protecting investors’ rights. For example, having personnel readiness and work systems related to duty performance and establishing preventive measures and effective handling of conflicts of interest
Bitcoins worth approximately 797 million baht. SEC is working closely with the enforcement personnel to investigate further details and examine whether there is any violation of laws governing securities
against them with the DSI for further legal proceedings.During the legal proceedings, {A} and {B} are deemed as having prohibited characteristics of capital market personnel and untrustworthy
misappropriating the company?s assets in contravention of Section 307, 308, 311, 313 and 315 of the Securities and Exchange Act of 1992 (SEA). A referral from the Stock Exchange of Thailand (SET) and the SEC