through local licensed intermediaries in the host country must be authorized or approved for establishment and offering for sale to the public in the home country and must have the characteristics in

towards sustainability. In addition, the IOSCO APRC Meeting approved SEC as the host of their next plenary meeting, which is planned to be held between October 7-9, 2020 and

providers must select SEC-approved outsourcee and increase the roles of business providers regarding self-supervision. Business providers must regulate their outsourcing policies at least once a year, with

increase purchasing power. SEC therefore proposes the inclusion of additional securities classes for margin lending by securities company to the customer for investments apart from listed securities. Such

this year. The Capital Market Supervisory Board approved the revision of regulations concerning cross-border offerings of debt securities and CIS in line with ASEAN Capital Markets Forum (ACMF)?s

violation of the Notifications of Capital Market Supervisory Board concerning personnel in the capital market*. The SEC, therefore, suspended Bantherngsak from his duty as the approved securities investment

least three quarters of total voting rights less interested shareholders to be approved. Accordingly, the SEC suggested ADAM shareholders carefully study relevant information, exercise their rights to

for acquiring the total shares of Sittarom from Power Line Engineering Public Company Limited (PLE) and the other PLE shareholders at the amount of 370 million baht. However, the independent financial

' securities trading orders. All of them admitted that the unrecorded orders were taken via mobile phone. The SEC therefore suspended them from duty as approved investment consultant for one month. For {F} and

shareholders? meeting has approved the exemption from making a tender offer based on sufficient and accurate information. This is because a whitewash exemption can affect the shareholders of a business as it