parties may be considered as LAS transactions, for which brokers are not permitted to provide services. The consultation paper is available at: https://www.sec.or.th/TH/Pages/PB_Detail.aspx?SECID=1056 and
key points as follows: (1) Allowing business operators to temporarily include the amount of the subordinated debt beyond the shareholders’ equity without being considered as part of the total
order to comply with the stipulated criteria as required by law. The SEC has considered all relevant information and is of view that the aforementioned issues may pose significant impact on business
is considered a violation of Section 26, resulting in an offense liable to the penalties under Section 66 of the Emergency Decree on Digital Asset Businesses. The actions of Arrom and Natach are deemed
operated without any license and is considered a violation of Section 26, resulting in an offense liable to the penalties under Section 66 of the Emergency Decree on Digital Asset Businesses. The actions of
, the SEC Board ordered Zipmex to return assets to its clients as per their requests.Later, at the meeting on 21 February 2024, the SEC Board considered that Zipmex had failed to comply with the
comply with the SEC’s investment rules regardless of EA shares not considered eligible assets for Thailand ESG Funds. For other mutual funds, the investment value in EA securities is equivalent to 0.06
, the Board of Directors considered the company’s financial health, operating results and cashflow of NCL before reaching the conclusion that the early retirement and the compensation would not adversely
in the manner that implies dishonesty, affecting the reliability of capital market business personnel in a significant manner, both of which are considered prohibited characteristics of the capital
approve HYDRO’s PP transaction at this time. The aforementioned issuance of ordinary shares through PP is considered an offering of newly issued shares at a price below the market price. This requires