draft, taking into account comments from public hearing on proposed principles early this year, covers prevention on use of inside information, transactions with related persons for the benefit of clients

persons.

Company Limited to gain unfair benefits over other persons by virtue of his position as a chairman of management committee of GLOBAL. SEC Act S.241 in conjunction with Section 86 of the Penal Code

persons by virtue of his position as an independent director of PAP. SEC Act S.241 Settlement Committee Meeting No. 3/2016 Settlement Committee Order No. 21/2016 Dated 20/04/2016

Mr. Prasian Kongboon During January 9, 2013 - February 28, 2013, Mr. Prasian Kongboon aided and abetted other persons to trade shares of Union Mosaic Industry Public Company Limited (“UMI”) and to

Mr. Somchai Kongboon During January 9, 2013 - February 28, 2013, Mr. Somchai Kongboon aided and abetted other persons to trade shares of Union Mosaic Industry Public Company Limited (“UMI”) and to

Mr. Somchit Sabaibang During January 9, 2013 - February 28, 2013, Mr. Somchit Sabaibang aided and abetted other persons to trade shares of Union Mosaic Industry Public Company Limited (“UMI”) and to

account in such a way as to take advantage of other persons by using negative material non- public information concerning the fact that TIP had to increase its registered capital shares at the amount of 250

Public Company Limited (TIP), sold 1,561,600 of TIP shares through its own account in such a way as to take advantage of other persons by using negative material non- public information concerning the fact

), ordered 1,561,600 of Dhipaya Insurance Public Company Limited (TIP) shares to be sold from the account of Thaisri Insurance in such a way as to take advantage of other persons by using negative material