embeded and must be offered for sale through intermidiaries licensed to undertake securities business such as securities companies or finanicial institutions.? Meanwhile, the SEC has relaxed certain rules
, as they will not be protected under the law and may be exposed to risks of fraud and scams as well as money laundering activities. The public and investors can verify the list of licensed business
Executives of Securities Companies (No.2) dated 23 November 2000. Clause 2. In this Notification: (1) “Securities company” means any company licensed to undertake securities business; (2) “Executive” means
Securities Companies (No.2) dated 23 November 2000. Clause 2. In this Notification: (1) “Securities company” means any company licensed to undertake securities business; (2) “Executive” means director, manager
specified in the Notification of the Securities and Exchange Commission with the approval of the Cabinet, excluding any currencies; “derivatives exchange” means an entity licensed to operate business as a
for managing digital asset investments for mutual funds, the outsourcee must be a licensed Digital Asset Fund Manager (DA Fund Manager).3. The qualifications for digital asset custodial wallet providers
Companies ; (2) “ securities ” means any securities which are not debt instruments or investment units; (3) “ securities company ” means a company licensed to undertake securities business in the category of
Companies; (2) “securities” means any securities which are not debt instruments or investment units; (3) “securities company” means a company licensed to undertake securities business in the category of