. Somsak prepared and disclosed the report (Form 59) to the SEC office on April 1, 2021 which means Mr. Somsak failed to prepare and disclose the report within the period specified in the notification of the
and Febuary 1,2021. However, Mr. Suksan prepared and disclosed the report (Form 59) to the SEC office on March 26, 2021 which means Mr. Suksan failed to prepare and disclose the report within the
;EA"). His duty was to oversee and ensure that EA’s offering for sale of securities complied with the law. However, Mr. Amorn failed to issue instructions or perform the necessary duties required
the interests of the bondholders. However, Mr. Chalanatee failed to give the necessary directives or to take actions required of him. Mr. Cholnatee is therefore responsible for the misconduct arising
responsible for the operation of Gulf Binance. He fails to perform the required duties of his position resulted in the offence committed by Gulf Binance concerning the case that Gulf Binance failed to comply
operation of Z.COMEX. He fails to perform the required duties of his position resulted in the offence committed by Z.COMEX concerning the case that Z.COMEX failed to comply with the rules, conditions and
operation of INVX. She fails to perform the required duties of his position resulted in the offence committed by INVX concerning the case that INVX failed to comply with the rules, conditions and procedures
operation of Coindee. His failure to perform the required duty of his position resulted in the offence committed by Coindee concerning the case that Coindee failed to submit a written notice regarding the
Sunrise Equity Company Limited Sunrise Equity Company Limited (“Sunrise”) failed to comply with the regulations as specified by the Capital Market Supervisory Board by acquiring ordinary shares of
(LANNA) and Thai Agro Energy Public Company Limited (TAE), failed to comply with the regulations as specified by the Capital Market Supervisory Board by assisting or facilitating Sunrise Equity Co., Ltd