Mr. Anurag Thareratanavibool Between 2014 and 2015, Mr. Anurag Thareratanavibool, former chief executive officer of AI Energy Public Company Limited (“AIE”), together with Mr. Noppol

Mr. Noppol Thareerattanavibool Between 2014 and 2015, Mr. Noppol Thareerattanavibool, former director and Accounting and Finance director of AI Energy Public Company Limited (“AIE”), together with Mr

settled by the Criminal Fining Committee. SEC Act S.56 and 199 Criminal Complaint Filed with an Inquiry Official Dated 21/02/2017

imposing a fine of 252,750 Baht on Mr. Thanit Thareratanavibool as the inquiry official requested the case to be settled by the Criminal Fining Committee. SEC Act S.300 Criminal Complaint Filed with an

Act S.199 and Section 56(2)(3)(4) Criminal Complaint Filed with an Inquiry Official Dated 03/08/2017

submit the audited financial statements in accordance with the specified rules, has failed to order or act in accordance with the duties resulted in IEC’s failure to submit the audited financial statements

Mr. Kaow or Sakkarin Sricharoen Mr. Kaow or Sakkarin Sricharoen operated derivatives business without obtaining license from the SEC with the other person, in violation of the Derivatives Act B.E

Mr. Thanawat Kiattisak Mr. Thanawat Kiattisak operated derivatives business without obtaining license from the SEC with the other person, in violation of the Derivatives Act B.E. 2546 (2003

SET. This case is in the process of inquiry by the inquiry official. SEC Act S.199 in conjunction with 56(1) Criminal Complaint Filed with an Inquiry Official Dated 21/09/2017

submit the audited financial statement in accordance with the specified rules, has failed to order or act in accordance with the duties resulted in IEC’s failure to submit the reviewed financial statement