SEC Secretary-General Ruenvadee Suwanmongkol said: “Audit committees can be considered the representatives of retail investors and are key stakeholders in the financial reporting ecosystem. They
considered unfair trading practices in securities and derivatives, which are predicate offenses under the Anti-Money Laundering Act B.E. 2542 (1999) and its amendments.The filing of a criminal complaint is
cooperation of SEC, considered that a strong capital market infrastructure which process capability to support the changing economy and digital society could provide a solid foundation for further development
prohibited characteristics of personnel in the capital market business. Further proceedings in his case will be considered in due course.**------------------------------Notes: * Pursuant to the
Goals (SDGs) as well as the National Economic and Social Development Plan and the Capital Market Development Plan. It is also considered one of the important issues which the business sector and listed
, capital market participants were invited to comment and exchange views on setting up an investor protection fund in the Thai capital market which is considered as laying down infrastructure for making a
. The amounts of the interests were recorded as income in the GLH's financial statements, which was considered fabrication of accounting records and exaggeration of GL operating results.Mr. Konoshita's
of Section 317/11 of the Securities and Exchange Act. The Civil Sanction Committee has considered it is appropriate to enforce a civil sanction against the three offenders to whom the SEC notified of
civil sanction imposed by the Civil Sanction Committee. It was then considered that the 40 offenders refused to extinguish the case with the SEC. Therefore, the SEC requested the public prosecutor
The SEC is proposing the rules and procedures under the draft Securities and Exchange Act (SEA) (No…) B.E. …., which has been considered by the National Legislative Council. The draft SEA prescribes