Clause 14(2) of the Notification No. SorKhor.49/2552 and Clause 20(2) of the Notification No. TorLorThor. 3/2555 was the 3rd category of prohibited characteristics of the capital market business personnel
and Dividend Income by category of power plant were as follows: 1 Share of Profit from Investments in Associates and Joint Ventures and Dividend Income is Total Share of Profit from Investments in
อื่นที่มีกฎหมายเฉพาะจัดตั้งขึ้น (3) ตั๋วแลกเงินที่สถาบันการเงินเป็นผู้ออก (4) ตั๋วสัญญาใช้เงินที่สถาบันการเงินหรือบริษัทที่ได้รับการจัดอันดับ ความน่าเชื่อถือใน 4 อันดับแรก (category) จากสถาบันจัดอันดับ
company licensed to undertake securities business in the category of investment advisory service; “person with power of management” means a person responsible for a line of work relating to investment
to undertake securities business in the category of securities dealing; “counter trader” means a person who trade securities with securities company; “client” means a counter trader which is not a
to undertake securities business in the category of securities dealing; “counter trader” means a person who trade securities with securities company; “client” means a counter trader which is not a
. Clause 3. In this notification: “securities” means securities which are debt Securities; “securities company” means a company licensed to undertake securities business in the category of securities dealing
” means a company licensed to undertake securities business in the category of securities brokerage or securities dealing excluding a person licensed to undertake securities dealing that is limited only to
instruments and investment units; “Securities company” means a company licensed to undertake securities business in the category of securities brokerage or securities dealing excluding a person licensed to
instruments and investment units; “Securities company” means a company licensed to undertake securities business in the category of securities brokerage or securities dealing excluding a person licensed to