category of securities brokerage, securities dealing, investment advisory services, securities underwriting, but shall not include a financial institution under other law and later obtain a license to
. Clause 3. In this Notification, “Securities company” means any company licensed to undertake securities business in the category of securities brokerage, securities dealing, investment advisory services
licensed to undertake derivatives business in the category of derivatives brokerage. “ assets of client ” means: (1) assets which a derivatives broker receives or holds as collateral for satisfying
undertake derivatives business in the category of derivatives brokerage. “assets of client” means: (1) assets which a derivatives broker receives or holds as collateral for satisfying obligations under
(Income) 1.1 รำยได้ค่ำนำยหน้ำ (Brokerage fees) ประกอบด้วย 1.1.1 ค่านายหน้าจากการซื้อขายหลักทรัพย์ (Brokerage fees from Securities business) หมายถึง ค่านายหน้าที่บริษัทหลักทรัพย์ได้รับจากการประกอบกิจการเป็น
conditions. In the first quarter of 2021, the Company started the operation of life and non-life insurance brokerage business to be in line with customers’ lifestyle, increase efficiency and reduce operation
Appointing Derivatives Brokerage or its trading regulation, that is when the Client’s balance in its margin account drops to the forced closeout point , the derivatives agent will call the Client to deposit
-off receivables was 405 million baht, 26.5% growth y-y, collection service income was 226 million baht, 7.7% growth y-y, insurance brokerage commission income was 689 million baht, stable from the