supporting trading volumes adequately and checking the clearing and settlement ability of the service user before sending trading orders; (b) having a clearing and settlement system provided by a clearing
) having a system capable of supporting trading volumes adequately and checking the clearing and settlement ability of the service user before sending trading orders; (b) having a clearing and settlement
cover at least the following matters: (1) having a system capable of supporting trading volumes adequately and checking the ability of the service user’s to repay obligations under derivatives and deliver
: (1) having a system capable of supporting trading volumes adequately and checking the ability of the service user’s to repay obligations under derivatives and deliver the underlying goods of
custodian under this Notification shall maintain the qualifications as specified for all times. Clause 5. An application under Clause 4 shall be prepared in form with supporting documents as specified by the
form with supporting documents as specified by the Notification of the Office, and shall be submitted with two copies. Clause 6. The Office shall consider such application within forty five days from the
, specifically, in the case where credit rating assessed by other credit rating agencies is changed. Derivatives broker shall make and keep explanation of reasons supporting the selection of credit rating for
agencies is changed. Derivatives broker shall make and keep explanation of reasons supporting the selection of credit rating for inspection made by the SEC Office. Clause 8 A derivatives broker shall monitor
course of business due to all transactions are taking to supporting the business operation and also the terms and conditions are satisfied. 8. The Board of Directors had approved the date of the Annual