Bangkok, July 14, 2014 ? The SEC is seeking public comment on the draft regulations to be issued under Section 315/1 of the Securities and Exchange Act B.E. 2535 (1992) (SEA) on payment of bounty and
companies offering equities in Thailand. To begin with, the first category under the proposal covers primary listing where foreign companies offering equities and becoming listed firms only on the Stock
Bangkok, August 8, 2014 ? The SEC is seeking public comment on revision of secondary listing regulations to be in consistence with dual offering regulations under which foreign companies launch
SEC booth presented under the theme ?SEC Open house? at Money Expo Bangkok 2013. Scored by a committee of diverse experts, consisting of national artists, as well as experts in architecture, arts and
trading orders were submitted via LINE.Failure to keep complete record of the securities trading orders were deemed as failure to perform the duties under Clause 23(3) and the prohibited characteristics of
in the arrest of two directors of CAI and the seizure of CAI’s assets for alleged money-laundering offences. The SEC has found that ERX (operating under the trade name ‘KuCoin Thailand’), which
Mrs. Thanyakamol Tritrakarn While Mrs. Thanyakamol Tritrakarn was a director of Energy Earth Public Compay Limited ("EARTH"), she was presumed under Section 243 of the Securities and
("EARTH"), Mrs. Thanaporn sold all EARTH shares she had, totaling 13.96 million shares on 31 May 2017. That is presumed under Section 244 of the Securities and Exchange Act that she knew or
"), Mr. Piriya sold amost all of his EARTH shares he had, totaling 9.2 million shares on 16 May 2017. That is presumed under Section 244 of the Securities and Exchange Act that she knew or possessed
under the lawsuit of the plaintiff, and imposed a civil penalty and a compensation at an equal amount to the benefit should have been received from committing the offense in a sum of 558,405 Baht together